Alcentra Capital Corporation

Investor Relations

SEC Filings

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FormDescriptionDateFormat
425Filing of certain prospectuses and communications in connection with business combination transactionsJan 21, 2020Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJan 10, 2020Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
8-KReport of unscheduled material events or corporate eventJan 10, 2020Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJan 8, 2020Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
40-33Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 33]Jan 2, 2020Open Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 33] in HTML.Open Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 33] in DOC file.Open Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 33] in PDF file.Open Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 33] in XLS file.
4Statement of changes in beneficial ownership of securitiesDec 23, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsDec 20, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsDec 20, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
4Statement of changes in beneficial ownership of securitiesDec 19, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesDec 17, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
DEFM14AOfficial notification of matters relating to a merger or acquisitionDec 11, 2019Open Official notification of matters relating to a merger or acquisition in HTML.Open Official notification of matters relating to a merger or acquisition in DOC file.Open Official notification of matters relating to a merger or acquisition in PDF file.Open Official notification of matters relating to a merger or acquisition in XLS file.
N-23C-2Notice by closed-end investment companies of intention to call or redeem their own securitiesDec 10, 2019Open Notice by closed-end investment companies of intention to call or redeem their own securities in HTML.Open Notice by closed-end investment companies of intention to call or redeem their own securities in DOC file.Open Notice by closed-end investment companies of intention to call or redeem their own securities in PDF file.Open Notice by closed-end investment companies of intention to call or redeem their own securities in XLS file.
PRER14AProxy soliciting materials. Revised preliminary materialDec 9, 2019Open Proxy soliciting materials. Revised preliminary material in HTML.Open Proxy soliciting materials. Revised preliminary material in DOC file.Open Proxy soliciting materials. Revised preliminary material in PDF file.Open Proxy soliciting materials. Revised preliminary material in XLS file.
8-KReport of unscheduled material events or corporate eventDec 2, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
PRER14AProxy soliciting materials. Revised preliminary materialNov 29, 2019Open Proxy soliciting materials. Revised preliminary material in HTML.Open Proxy soliciting materials. Revised preliminary material in DOC file.Open Proxy soliciting materials. Revised preliminary material in PDF file.Open Proxy soliciting materials. Revised preliminary material in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsNov 8, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionNov 6, 2019Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.
8-KReport of unscheduled material events or corporate eventNov 6, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveNov 6, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
8-KReport of unscheduled material events or corporate eventOct 15, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
PREM14AA preliminary proxy statement relating to a merger or acquisitionOct 3, 2019Open A preliminary proxy statement relating to a merger or acquisition in HTML.Open A preliminary proxy statement relating to a merger or acquisition in DOC file.Open A preliminary proxy statement relating to a merger or acquisition in PDF file.Open A preliminary proxy statement relating to a merger or acquisition in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 14, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 13, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
8-KReport of unscheduled material events or corporate eventAug 13, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveAug 13, 2019Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
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