Alcentra Capital Corporation

Investor Relations

SEC Filings

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FormDescriptionDateFormat
8-KReport of unscheduled material events or corporate eventDec 31, 2015Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
APP ORDRAPP ORDRDec 30, 2015Open APP ORDR in HTML.Open APP ORDR in DOC file.Open APP ORDR in PDF file.Open APP ORDR in XLS file.
EFFECTNotice from the SEC of registration effectivenessDec 22, 2015Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
CORRESPCorrespondence from the Filer to the SECDec 21, 2015Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
N-2/ARPre-effective amendment to an N-2 filingDec 21, 2015Open RPre-effective amendment to an N-2 filing in HTML.Open RPre-effective amendment to an N-2 filing in DOC file.Open RPre-effective amendment to an N-2 filing in PDF file.Open RPre-effective amendment to an N-2 filing in XLS file.
CORRESPCorrespondence from the Filer to the SECDec 18, 2015Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
APP NTCAPP NTCDec 4, 2015Open APP NTC in HTML.Open APP NTC in DOC file.Open APP NTC in PDF file.Open APP NTC in XLS file.
4Statement of changes in beneficial ownership of securitiesNov 19, 2015Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionNov 9, 2015Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.
SC 13D/AAmendment to a SC 13D filingSep 28, 2015Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
4Statement of changes in beneficial ownership of securitiesSep 28, 2015Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
3Initial filing by director officer or owner of more than ten percent.Sep 28, 2015Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
4Statement of changes in beneficial ownership of securitiesAug 17, 2015Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
8-KReport of unscheduled material events or corporate eventAug 12, 2015Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionAug 11, 2015Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.
40-APP/A40-APP/AAug 6, 2015Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
UPLOADCorrespondence from the SEC to the FilerJul 24, 2015Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESPCorrespondence from the Filer to the SECJun 25, 2015Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
4Statement of changes in beneficial ownership of securitiesJun 24, 2015Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
N-2Registration statement for closed-end investment companiesJun 22, 2015Open Registration statement for closed-end investment companies in HTML.Open Registration statement for closed-end investment companies in DOC file.Open Registration statement for closed-end investment companies in PDF file.Open Registration statement for closed-end investment companies in XLS file.
8-KReport of unscheduled material events or corporate eventJun 17, 2015Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
DEFA14AAdditional proxy soliciting materials - definitiveJun 10, 2015Open Additional proxy soliciting materials - definitive in HTML.Open Additional proxy soliciting materials - definitive in DOC file.Open Additional proxy soliciting materials - definitive in PDF file.Open Additional proxy soliciting materials - definitive in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 26, 2015Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 21, 2015Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionMay 12, 2015Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.
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