Alcentra Capital Corporation

Investor Relations

SEC Filings

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FormDescriptionDateFormat
SC 13DFiling by person(s) reporting owned shares of common stock in a public company >5%Dec 28, 2017Open Filing by person(s) reporting owned shares of common stock in a public company >5% in HTML.Open Filing by person(s) reporting owned shares of common stock in a public company >5% in DOC file.Open Filing by person(s) reporting owned shares of common stock in a public company >5% in PDF file.Open Filing by person(s) reporting owned shares of common stock in a public company >5% in XLS file.
SC 13G/AAmendment to a previously filed SC 13GDec 8, 2017Open Amendment to a previously filed SC 13G in HTML.Open Amendment to a previously filed SC 13G in DOC file.Open Amendment to a previously filed SC 13G in PDF file.Open Amendment to a previously filed SC 13G in XLS file.
4Statement of changes in beneficial ownership of securitiesNov 15, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesNov 15, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesNov 15, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesNov 15, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesNov 15, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesNov 14, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionNov 6, 2017Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.
40-APP/A40-APP/AOct 27, 2017Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
40-APP/A40-APP/AAug 21, 2017Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
40-APP/A40-APP/AAug 21, 2017Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
4Statement of changes in beneficial ownership of securitiesAug 9, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesAug 8, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionAug 3, 2017Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.
8-KReport of unscheduled material events or corporate eventJun 20, 2017Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 24, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 24, 2017Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
SC 13D/AAmendment to a SC 13D filingMay 22, 2017Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
POS EXPOS EXMay 18, 2017Open POS EX in HTML.Open POS EX in DOC file.Open POS EX in PDF file.Open POS EX in XLS file.
497ADFiling by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c)May 17, 2017Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in HTML.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in DOC file.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in PDF file.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in XLS file.
497Definitive materials filed by investment companiesMay 17, 2017Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
497ADFiling by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c)May 16, 2017Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in HTML.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in DOC file.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in PDF file.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in XLS file.
POS EXPOS EXMay 16, 2017Open POS EX in HTML.Open POS EX in DOC file.Open POS EX in PDF file.Open POS EX in XLS file.
497Definitive materials filed by investment companiesMay 16, 2017Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
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