Alcentra Capital Corporation

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SEC Filings

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FormDescriptionDateFormat
4Statement of changes in beneficial ownership of securitiesDec 6, 2016Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
EFFECTNotice from the SEC of registration effectivenessNov 4, 2016Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 3, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionNov 3, 2016Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 2, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 2, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 2, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 2, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 2, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
N-2/ARPre-effective amendment to an N-2 filingNov 2, 2016Open RPre-effective amendment to an N-2 filing in HTML.Open RPre-effective amendment to an N-2 filing in DOC file.Open RPre-effective amendment to an N-2 filing in PDF file.Open RPre-effective amendment to an N-2 filing in XLS file.
4Statement of changes in beneficial ownership of securitiesSep 9, 2016Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
CORRESPCorrespondence from the Filer to the SECAug 18, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
N-2Registration statement for closed-end investment companiesAug 18, 2016Open Registration statement for closed-end investment companies in HTML.Open Registration statement for closed-end investment companies in DOC file.Open Registration statement for closed-end investment companies in PDF file.Open Registration statement for closed-end investment companies in XLS file.
10-QQuarterly report which provides a continuing view of a company's financial positionAug 4, 2016Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.
POS EXPOS EXJul 14, 2016Open POS EX in HTML.Open POS EX in DOC file.Open POS EX in PDF file.Open POS EX in XLS file.
497Definitive materials filed by investment companiesJul 11, 2016Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
POS EXPOS EXJul 8, 2016Open POS EX in HTML.Open POS EX in DOC file.Open POS EX in PDF file.Open POS EX in XLS file.
497Definitive materials filed by investment companiesJul 5, 2016Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
497Definitive materials filed by investment companiesJul 5, 2016Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
POS EXPOS EXJun 30, 2016Open POS EX in HTML.Open POS EX in DOC file.Open POS EX in PDF file.Open POS EX in XLS file.
497ADFiling by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c)Jun 27, 2016Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in HTML.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in DOC file.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in PDF file.Open Filing by certain investment companies of Rule 482 advertising in accordance with Rule 497 and the NOTE to Rule 482(c) in XLS file.
497Definitive materials filed by investment companiesJun 27, 2016Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
497Definitive materials filed by investment companiesJun 27, 2016Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
4Statement of changes in beneficial ownership of securitiesJun 27, 2016Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
POS EXPOS EXJun 23, 2016Open POS EX in HTML.Open POS EX in DOC file.Open POS EX in PDF file.Open POS EX in XLS file.
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